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The Unusual Matter of 403(b) Ethics

By Robert Toth on July 27, 2016

Posted in 403(b)

Conundrums can be caused by the “mismatching” of the 403(b) rules to pension professional, as well as the lawyer , registered rep and CPA, under their ethical rules.
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Robert TothPrincipal

Bob Toth has practicing employee benefits law since 1983. His practice focuses on the design, administration and distribution of financial products and services for retirement…

Bob Toth has practicing employee benefits law since 1983. His practice focuses on the design, administration and distribution of financial products and services for retirement plans.

Conni TothManaging Pension Consultant

Conni Toth, co-founder and managing consultant for Applied Pension Professionals, LLC, brings more than 25 years of experience in retirement planning to the financial…

Conni Toth, co-founder and managing consultant for Applied Pension Professionals, LLC, brings more than 25 years of experience in retirement planning to the financial services industry.