A few weeks ago, I blogged on the important role that the Securities Compliance Officer may play in 408(b)(2) compliance. I touched on some of the securities rules which apply to retirement plans outside of the executive compensation context. Attached is a more htorough explanation of those rules, which can hopefully be useful as we
ERISA
ERISA and Mom
By Robert Toth on
Posted in General Comment
ERISA really did create some fundamental changes that has broad personal affect. This reposting of a blog I wrote last year provides a good Mother’s Day reminder of the importance of the work we do:
ERISA wonks such as ourselves tend to get lost in the press of details which seem to flow non-stop …
ERISA Challenges for Non-ERISA 403(b) Plans
By Robert Toth on
Posted in 403(b), Automatic Workplace Pension
We recently blogged on the similarities between the Automatic Workplace Pension being proposed in President Obama’s budget proposal and the original concept of the retirement programs under IRC section 403(b). We noted that while 403(b) programs were initially set up as individual pension plans, it has been the policy of the IRS for over…